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Martin J Smith

Truist Securities, Inc.

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About Martin J Smith

Martin Smith is a financial professional with over 27 years of experience in the securities industry. Martin is currently registered with Truist Securities, Inc. Prior to joining Truist Securities, Inc., Martin was employed with JEFFERIES LLC, MORGAN STANLEY & CO. LLC, BEAR, STEARNS & CO. INC., DEUTSCHE BANK SECURITIES INC., BT ALEX. BROWN INCORPORATED and ALEX. BROWN & SONS INCORPORATED. Martin holds a variety of licenses including Series 3, 7, 9, 10, 55, 57TO, 63 and SIE. Martin is registered in all 50 states and the District of Columbia.

Firm Information

Martin Smith is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Martin Smith’s Registration & Firm History

NY

09/15/2016 - Present

Truist Securities, Inc. (NEW YORK NY)

NY

02/19/2013 - 05/31/2016

JEFFERIES LLC (NEW YORK NY)

NY

09/22/2008 - 03/07/2013

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

05/16/2007 - 07/08/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

04/22/1998 - 05/22/2007

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

09/01/1997 - 04/07/1998

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NA

09/29/1994 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

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Licenses & Designations

BC

Issued 07/15/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/04/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/14/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2010

Series 3 - National Commodity Futures Examination

BC

Issued 09/09/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/28/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Martin J Smith.
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