Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Philpot is a financial advisor with over 20 years of experience in the industry. Martin is registered with Wells Fargo Clearing Services, LLC and holds Series 7, 31, and 66 licenses, as well as the SIE and Series 65 exams. Martin is a Certified Financial Planner and has previously worked with Bancwest Investment Services, Inc. and Wells Fargo Advisors, LLC. Martin's services include financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients. Martin is registered with the states of Alabama, Arizona, Arkansas, California, Colorado, Delaware, Florida, Hawaii, Idaho, Illinois, Indiana, Maryland, Massachusetts, Minnesota, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
09/10/2014 - Present
Wells Fargo Clearing Services, LLC (ORO VALLEY AZ)
AZ
05/25/2012 - 08/19/2014
BANCWEST INVESTMENT SERVICES, INC. (TUCSON AZ)
AZ
01/03/2011 - 04/23/2012
WELLS FARGO ADVISORS, LLC (TUCSON AZ)
AZ
09/01/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (TUCSON AZ)
AZ
08/26/2004 - 06/05/2006
MORGAN STANLEY DW INC. (GREEN VALLEY AZ)
IA
Issued 05/02/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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