Unclaimed
Martin Ghafoori is a registered representative with Stifel, Nicolaus & Company, Inc. based in St. Louis, Missouri. Martin has over 17 years of experience in the securities industry. Martin has passed the Series 7, 50, 52TO, and SIE exams. Martin is also a registered representative in Alabama, Colorado, Illinois, Iowa, Kansas, Missouri, and Vermont. Martin's previous employers include Wachovia Capital Markets, LLC and A. G. Edwards & Sons, Inc. In addition to Martin's securities industry experience, Martin is involved in a number of community organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/15/2024 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
11/26/2007 - 06/11/2008
WACHOVIA CAPITAL MARKETS, LLC (ST LOUIS MO)
MO
05/16/2006 - 11/26/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 11/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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