Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Lau is a financial advisor with over 10 years of experience in the industry. Martin has a strong background in helping individuals and families develop and implement financial plans. Martin currently works with LPL Financial LLC and has previously worked with a number of other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, CUNA Brokerage Services, Inc. and CUSO Financial Services, L.P. Martin holds a variety of licenses and certifications, including Series 7, Series 63, Series 65, and Series 66. Martin is committed to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
HI
10/13/2022 - Present
LPL Financial LLC (HONOLULU HI)
HI
10/07/2019 - 10/14/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HONOLULU HI)
HI
08/03/2018 - 10/02/2019
CUNA BROKERAGE SERVICES, INC. (Honolulu HI)
HI
01/26/2017 - 07/11/2018
CUSO FINANCIAL SERVICES, L.P. (Honolulu HI)
CA
06/25/2015 - 10/28/2015
NATIONAL SECURITIES CORPORATION (IRVINE CA)
CA
03/09/2015 - 06/25/2015
LPL FINANCIAL LLC (IRVINE CA)
TX
09/29/2006 - 09/17/2007
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
MO
02/02/2000 - 04/23/2002
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 04/18/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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