Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Gerard Gaughan is a financial advisor at Commonwealth Financial Network, a firm with over 3,300 investment advisor representatives across the country. Martin has been in the financial services industry for over 28 years and holds several licenses, including Series 6, 7, 63, and 65. He is also a Certified Financial Planner™ professional. Martin works with individuals, corporations, and charitable organizations to create personalized financial plans and manage investments. In addition to providing financial advice, Martin also offers a variety of services, including investment management, retirement planning, and estate planning. He is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
02/29/2000 - Present
Commonwealth Financial Network (CHICAGO IL)
NY
02/13/1995 - 04/03/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
MN
09/22/1994 - 01/26/1995
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 09/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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