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Martin Gerard Derouen

Northwestern Mutual Investment Services, LLC

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About Martin Gerard Derouen

Martin Derouen is a registered representative and investment advisor representative with Northwestern Mutual Investment Services, LLC. Martin has been in the financial services industry since March 2011. Martin has a Series 6, Series 7, Series 63 and Series 65 licenses. Martin is currently registered in 27 states. Martin is also a 33.3% owner of Southpaw Properties of Lake Charles, LLC. Martin is also a 100% owner of MD Northstar, LLC, which is a legal entity established for business purposes, non-investment related. Martin is also a member of MDDG, LLC, which is a legal, administrative, income receiving, expense paying entity, investment related. Martin is based in Lake Charles, Louisiana.

Firm Information

Martin Derouen is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Martin Derouen’s Registration & Firm History

LA

03/29/2011 - Present

Northwestern Mutual Investment Services, LLC (LAKE CHARLES LA)

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Licenses & Designations

IA

Issued 03/25/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/10/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2015

Series 7 - General Securities Representative Examination

BC

Issued 03/01/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Martin Gerard Derouen.
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