Unclaimed
Martin Flaxman is a financial professional with over 35 years of experience in the industry. Martin is currently registered with The Leaders Group, Inc. in Littleton, CO. Prior to joining The Leaders Group, Inc., Martin was registered with Kestra Investment Services, LLC in Woodland Hills, CA. Martin is also a licensed securities agent in Connecticut, Florida, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/09/2024 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
07/01/2004 - 07/06/2023
KESTRA INVESTMENT SERVICES, LLC (WOODLAND HILLS CA)
CT
01/20/1993 - 11/27/2002
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NY
06/07/1990 - 12/17/1992
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
11/27/1985 - 12/22/1987
NEW ENGLAND SECURITIES CORPORATION
NA
03/14/1983 - 09/26/1985
JOHN HANCOCK DISTRIBUTORS, INC.
NA
06/23/1981 - 03/17/1982
BLUNT ELLIS & LOEWI INCORPORATED
BC
Issued 10/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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