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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Schwartz is a financial advisor who has been working in the industry since 1983. Martin is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, Martin Schwartz was registered with Morgan Stanley, Citigroup Global Markets Inc., Lehman Brothers Inc., and David Lerner Associates, Inc. Martin has a broad range of experience and holds a variety of licenses, including Series 3, 7, 52, 63, and 65. Martin Schwartz is also registered to provide investment advisory services in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/01/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GARDEN CITY NY)
NY
06/01/2009 - 03/13/2013
MORGAN STANLEY (GARDEN CITY NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
07/02/1984 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/06/1983 - 07/03/1984
DAVID LERNER ASSOCIATES, INC.
IA
Issued 07/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1991
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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