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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Edward Norcini is a financial advisor with UBS Financial Services Inc., a firm with offices in Weehawken, NJ. Martin has been in the financial industry since 1989. Martin has a diverse background in the industry with experience in both broker-dealer and investment advisor roles, and has held Series 3, 7, and 63 licenses as well as the Series 65 exam. Currently Martin is registered as a broker-dealer in 24 states and as an investment advisor in Pennsylvania, Texas and Florida. In addition to Martin's work with UBS Financial Services Inc., Martin is also a member of the board of directors for the South Florida Veterans Affairs Foundation for Research and Education, Inc. and serves as president of the board of directors for the Villa Biltmore Condominium Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
12/22/2014 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
01/03/2003 - 02/26/2013
OPPENHEIMER & CO. INC. (MIAMI FL)
NY
05/22/1997 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/25/1992 - 05/09/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/21/1988 - 03/20/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 03/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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