Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Edward Norcini is a registered representative with UBS Financial Services Inc. Martin has been in the industry since January 5, 1989, and has worked with several firms including Oppenheimer & Co. Inc., CIBC World Markets Corp., Prudential Securities Incorporated, and Smith Barney, Harris Upham & Co., Incorporated. Martin is registered with the Securities and Exchange Commission (SEC) and has passed the Series 3, Series 7, Series 63 and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
12/22/2014 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
01/03/2003 - 02/26/2013
OPPENHEIMER & CO. INC. (MIAMI FL)
NY
05/22/1997 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/25/1992 - 05/09/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/21/1988 - 03/20/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 3/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
BC
Issued 7/31/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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