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Martin Edward Dorsett

THE O.n. Equity Sales Co.

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About Martin Edward Dorsett

Martin Edward Dorsett is a financial advisor registered with The O.n. Equity Sales Co. located in Mobile, Alabama. Martin has over 30 years of experience in the financial services industry, with previous registrations at firms such as ALLSTATE FINANCIAL SERVICES, LLC, AXA ADVISORS, LLC and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Martin holds FINRA Series 6, 7, 63, and 65 licenses, as well as the SIE exam, and has passed the Uniform Investment Adviser Law Examination and the Uniform Securities Agent State Law Examination. Martin is registered in Alabama, Mississippi and Texas.

Firm Information

Martin Dorsett is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Martin Dorsett’s Registration & Firm History

AL

06/15/2017 - Present

THE O.n. Equity Sales Co. (Mobile AL)

AL

10/04/2002 - 06/15/2017

ALLSTATE FINANCIAL SERVICES, LLC (MOBILE AL)

NY

03/29/1989 - 10/07/2002

AXA ADVISORS, LLC (NEW YORK NY)

NY

03/29/1989 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/12/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/13/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/1999

Series 7 - General Securities Representative Examination

BC

Issued 03/28/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Martin Edward Dorsett.
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