Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Earl Battock is a financial professional with over 40 years of experience in the financial services industry. Martin is currently registered with MML Investors Services, LLC, a registered broker-dealer and investment advisor. Martin has been with the firm since March of 2017. Prior to joining MML Investors Services, LLC, Martin was associated with MSI Financial Services, Inc. in Tempe, AZ. Martin is a highly experienced professional and holds several licenses, including Series 6, 7, 24, 26, and 63. Martin's areas of expertise include financial planning, portfolio management for businesses and individuals, asset allocation programs, pension consulting, and educational seminars. Martin is also a registered representative for several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
AZ
03/25/2017 - Present
MML Investors Services, LLC (SCOTTSDALE AZ)
AZ
07/07/1999 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (TEMPE AZ)
AZ
07/07/1999 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (MESA AZ)
NY
09/28/1981 - 07/21/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
09/28/1981 - 07/21/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 03/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2002
Series 24 - General Securities Principal Examination
BC
Issued 07/16/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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