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Martin Dominick Buoniconti

National Financial Services LLC

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About Martin Dominick Buoniconti

Martin Buoniconti is a financial advisor with over 22 years of experience in the financial industry. Martin is currently registered with National Financial Services LLC, and previously worked at State Street Global Markets, LLC, Matrix Capital Group, Inc., Wall Street Advisors, Inc., and Wall Street Investor Services. Martin holds a variety of licenses and registrations, including Series 7, 24, 57, 63, and 65. Martin is dedicated to providing his clients with personalized financial advice and guidance.

Firm Information

Martin Buoniconti is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Martin Buoniconti’s Registration & Firm History

MA

08/10/2021 - Present

National Financial Services LLC (BEVERLY MA)

MA

07/18/2000 - 02/03/2006

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

NY

05/27/1998 - 12/13/1999

MATRIX CAPITAL GROUP, INC. (NEW YORK NY)

MA

01/18/1996 - 02/25/1997

WALL STREET ADVISORS, INC. (BOSTON MA)

NY

04/11/1994 - 06/03/1996

WALL STREET INVESTOR SERVICES (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/26/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/11/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/12/2023

Series 24 - General Securities Principal Examination

BC

Issued 06/23/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/10/2021

Series 57TO - Securities Trader Exam

BC

Issued 03/15/2021

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Martin Dominick Buoniconti.
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