Unclaimed
Martin David Amann is a securities professional with over 20 years of experience in the financial services industry. Martin is currently registered with Natwest Markets Securities Inc., a firm based in Stamford, CT. Martin has previously held positions at BNP Paribas Securities Corp., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Lehman Brothers Inc., Five Mile Capital Securities LLC, and AIG International Securities Inc. Martin holds FINRA Series 7 and 63 licenses as well as the Securities Industry Essentials (SIE) Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/05/2018 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NY
07/24/2014 - 10/17/2018
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/20/2008 - 08/06/2014
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/22/2008 - 10/22/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/28/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
CT
03/03/2004 - 08/01/2006
FIVE MILE CAPITAL SECURITIES LLC (STAMFORD CT)
CT
05/29/2002 - 02/19/2004
AIG INTERNATIONAL SECURITIES INC. (GREENWICH CT)
BC
Issued 06/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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