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Martin David Amann

Natwest Markets Securities Inc.

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About Martin David Amann

Martin David Amann is a securities professional with over 20 years of experience in the financial services industry. Martin is currently registered with Natwest Markets Securities Inc., a firm based in Stamford, CT. Martin has previously held positions at BNP Paribas Securities Corp., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Lehman Brothers Inc., Five Mile Capital Securities LLC, and AIG International Securities Inc. Martin holds FINRA Series 7 and 63 licenses as well as the Securities Industry Essentials (SIE) Exam.

Firm Information

Martin Amann is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Martin Amann’s Registration & Firm History

CT

11/05/2018 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

NY

07/24/2014 - 10/17/2018

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

10/20/2008 - 08/06/2014

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

09/22/2008 - 10/22/2008

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

08/28/2006 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

CT

03/03/2004 - 08/01/2006

FIVE MILE CAPITAL SECURITIES LLC (STAMFORD CT)

CT

05/29/2002 - 02/19/2004

AIG INTERNATIONAL SECURITIES INC. (GREENWICH CT)

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Licenses & Designations

BC

Issued 06/13/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/28/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Martin David Amann.
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