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Martin Charles Gawne

Foreside Fund Services, LLC

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About Martin Charles Gawne

Martin Gawne is a financial professional with over 20 years of experience in the industry. Martin is currently registered with Foreside Fund Services, LLC. Martin has previously been registered with Compass Distributors, LLC, Ariel Distributors, LLC, William Blair & Company L.L.C., Funds Distributor, Inc., and BANC One Securities Corporation. Martin holds the Series 6, 7, 24, and 63 licenses. Martin is a licensed representative in Illinois.

Firm Information

Martin Gawne is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Martin Gawne’s Registration & Firm History

IL

12/02/2022 - Present

Foreside Fund Services, LLC (Chicago IL)

IL

11/05/2020 - 12/31/2022

COMPASS DISTRIBUTORS, LLC (Chicago IL)

IL

02/17/2017 - 05/27/2020

ARIEL DISTRIBUTORS, LLC (CHICAGO IL)

IL

03/20/2000 - 03/15/2012

WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)

ME

02/24/1998 - 05/04/1999

FUNDS DISTRIBUTOR, INC. (PORTLAND ME)

IL

03/29/1996 - 04/26/1996

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NY

10/05/1992 - 05/11/1994

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

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Licenses & Designations

BC

Issued 03/02/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/02/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Martin Charles Gawne.
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