Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Caldwell Livingston is a securities professional with over 20 years of experience in the financial industry. Martin is currently registered with Smbc Nikko Securities America, Inc. and has a strong track record of success in investment banking. Martin holds the Series 7, Series 79, and Series 63 licenses, as well as the SIE exam. In addition to Martin's experience at Smbc Nikko Securities America, Inc., Martin also has prior experience at Portigon Securities Inc. and Deutsche Morgan Grenfell Inc. Martin's commitment to providing exceptional client service has earned him a reputation as a trusted advisor in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/27/2017 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
06/02/2011 - 01/22/2013
PORTIGON SECURITIES INC. (NEW YORK NY)
NY
04/07/1997 - 11/03/1997
DEUTSCHE MORGAN GRENFELL INC. (NEW YORK NY)
BC
Issued 02/07/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Martin Livingston is the right advisor for you? Invested Better is here to help.
