Unclaimed
Martin Bradley Perlmutter is a financial advisor with over 25 years of experience in the industry. Martin is currently registered with Alps Distributors, Inc. Martin has a strong background in providing investment advice and guidance to clients in various areas. Martin has also worked at ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC., INVEST FINANCIAL CORPORATION, INVESTMENT CENTERS OF AMERICA, INC., NATIONAL PLANNING CORPORATION, SII INVESTMENTS, INC., JACKSON NATIONAL LIFE DISTRIBUTORS LLC, OLD MUTUAL INVESTMENT PARTNERS, and JANUS DISTRIBUTORS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/03/2019 - Present
Alps Distributors, Inc. (DENVER CO)
CO
03/09/2018 - 12/31/2018
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)
WI
12/23/2015 - 11/10/2017
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
12/23/2015 - 11/10/2017
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CO
12/23/2015 - 11/10/2017
NATIONAL PLANNING CORPORATION (DENVER CO)
WI
12/23/2015 - 11/10/2017
SII INVESTMENTS, INC. (APPLETON WI)
CO
09/02/2009 - 11/30/2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
11/26/2007 - 07/27/2009
OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)
CO
12/23/1992 - 06/13/2006
JANUS DISTRIBUTORS LLC (DENVER CO)
FL
12/13/1993 - 12/31/1994
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IA
Issued 09/02/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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