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Martin Bradley Perlmutter

Alps Distributors, Inc.

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About Martin Bradley Perlmutter

Martin Bradley Perlmutter is a financial advisor with over 25 years of experience in the industry. Martin is currently registered with Alps Distributors, Inc. Martin has a strong background in providing investment advice and guidance to clients in various areas. Martin has also worked at ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC., INVEST FINANCIAL CORPORATION, INVESTMENT CENTERS OF AMERICA, INC., NATIONAL PLANNING CORPORATION, SII INVESTMENTS, INC., JACKSON NATIONAL LIFE DISTRIBUTORS LLC, OLD MUTUAL INVESTMENT PARTNERS, and JANUS DISTRIBUTORS LLC.

Firm Information

Martin Perlmutter is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Martin Perlmutter’s Registration & Firm History

CO

01/03/2019 - Present

Alps Distributors, Inc. (DENVER CO)

CO

03/09/2018 - 12/31/2018

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)

WI

12/23/2015 - 11/10/2017

INVEST FINANCIAL CORPORATION (APPLETON WI)

WI

12/23/2015 - 11/10/2017

INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)

CO

12/23/2015 - 11/10/2017

NATIONAL PLANNING CORPORATION (DENVER CO)

WI

12/23/2015 - 11/10/2017

SII INVESTMENTS, INC. (APPLETON WI)

CO

09/02/2009 - 11/30/2015

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

CO

11/26/2007 - 07/27/2009

OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)

CO

12/23/1992 - 06/13/2006

JANUS DISTRIBUTORS LLC (DENVER CO)

FL

12/13/1993 - 12/31/1994

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

IA

Issued 09/02/2016

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 12/27/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/21/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1997

Series 7 - General Securities Representative Examination

BC

Issued 07/22/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Martin Bradley Perlmutter.
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