Unclaimed
Martin Bernard Kelly is a financial advisor who has been active in the financial industry since September 11, 2004. Martin Bernard Kelly has worked for several prominent firms, including Lehman Brothers Inc., Neuberger Berman, LLC, and Barclays Capital Inc., before joining Apollo Global Securities, LLC, where he is currently registered. Martin Bernard Kelly holds a variety of licenses and certifications, including Series 7, 24, 27, 63, 79TO, 99TO and SIE. Martin Bernard Kelly is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/10/2012 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
12/09/2008 - 09/21/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/12/2006 - 12/15/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/23/2008 - 07/24/2008
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
NY
07/23/2008 - 07/24/2008
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
01/21/2004 - 06/09/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/11/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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