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Martha Swain

Provenance Wealth Advisors

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About Martha Swain

Martha Swain is a financial advisor who has been in the industry since 2001 and currently works at Provenance Wealth Advisors. Martha has been registered with the state of Florida since 2011 and has held previous registrations with other firms such as Raymond James Financial Services, Inc. and Walnut Street Securities, Inc.. Martha has a Series 6 license and a SIE exam. She is also a Certified Financial Planner.

Firm Information

Martha Swain is currently registered with Provenance Wealth Advisors. Provenance Wealth Advisors is a registered investment advisor headquartered in FORT LAUDERDALE, FL. The firm provides portfolio management services to individuals, high net worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and other entities. The firm manages over $2.6 billion in assets and employs 22 licensed agents and 23 investment advisor representatives.
Provenance Wealth Advisors

200 EAST LAS OLAS BOULEVARD

FORT LAUDERDALE, FL 33301

$2.62B

Assets Under Management

84

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio consulting services

Portfolio consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Martha Swain’s Registration & Firm History

FL

04/28/2011 - Present

Provenance Wealth Advisors (FORT LAUDERDALE FL)

FL

08/30/2013 - 08/25/2023

RAYMOND JAMES FINANCIAL SERVICES, INC. (FT. LAUDERDALE FL)

FL

12/07/2010 - 09/03/2013

WALNUT STREET SECURITIES, INC. (FORT LAUDERDALE FL)

FL

07/10/2007 - 11/12/2010

SIGNATOR INVESTORS, INC. (BOCA RATON FL)

FL

06/10/2004 - 06/25/2007

MML INVESTORS SERVICES, INC. (FT LAUDERDALE FL)

MA

01/16/2001 - 05/03/2004

MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Martha Swain.
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