Unclaimed
Martha Little has been active in the financial services industry since April 22, 1991. Martha is currently registered with Morgan Stanley Distribution, Inc. She is a Series 7, Series 24, Series 53 and Series 63 licensed professional and holds the SIE designation. Martha is a veteran financial advisor with over 30 years of experience. Prior to joining Morgan Stanley Distribution, Inc., Martha was registered with Morgan Stanley DW INC., Banc of America Securities LLC and NationsBanc Capital Markets, Inc. Martha is licensed in 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/15/2006 - Present
Morgan Stanley Distribution, Inc. (St. Petersburg FL)
FL
04/29/2003 - 09/20/2006
MORGAN STANLEY DW INC. (ST. PETERSBURG FL)
NY
04/26/2000 - 10/31/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
12/03/1990 - 05/21/1996
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
MA
10/13/1987 - 12/18/1990
NCNB SECURITIES, INC. (BOSTON MA)
FL
11/21/1986 - 10/14/1987
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 07/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/24/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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