Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martha? Claim Your ProfileMartha Ann Spano is an investment advisor representative with Gallagher Fiduciary Advisors, LLC and is based in Irvine, California. She has been in the financial services industry since June 18, 2006. Previously, she was employed at TRIAD ADVISORS LLC and UBS FINANCIAL SERVICES INC. Martha Ann Spano is licensed to offer investment advisory services in Arizona, California, Colorado, Hawaii, Michigan, Nevada, Pennsylvania and Washington. She has passed both the Series 66 and Series 63 examinations, as well as the SIE and Series 7 examinations. Martha Ann Spano specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. She also offers selection of other advisors and other services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
See schedule d misc. for explanation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/06/2022 - Present
Gallagher Fiduciary Advisors, LLC (Irvine CA)
CA
06/01/2022 - 08/23/2024
TRIAD ADVISORS LLC (Irvine CA)
CA
02/16/2016 - 04/07/2022
UBS FINANCIAL SERVICES INC. (Los Angeles CA)
CA
01/15/2021 - 02/16/2021
BANKERS LIFE SECURITIES, INC. (NORTHRIDGE CA)
CT
10/01/2002 - 04/27/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NY
06/06/2000 - 07/02/2002
UST FINANCIAL SERVICES CORP. (NEW YORK NY)
NY
06/21/1999 - 06/13/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
PA
02/19/1991 - 04/23/1993
SEI FINANCIAL SERVICES COMPANY (OAKS PA)
BOTH
Issued 03/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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