Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martha? Claim Your ProfileMartha A Diaz is a financial advisor with ADP Broker-Dealer, Inc. located in FLORHAM PARK, NJ. Martha has over 20 years of experience in the financial services industry. Previously, Martha was registered with J.P. MORGAN SECURITIES LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., and HSBC BROKERAGE (USA) INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
12/04/2023 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NY
06/17/2019 - 11/02/2020
J.P. MORGAN SECURITIES LLC (ROCKVILLE CENTRE NY)
NY
01/03/2005 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
04/19/2002 - 01/27/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
BC
Issued 01/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/31/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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