Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marta? Claim Your ProfileMarta Rodriguez has been in the financial industry since 2001. Marta is currently registered with J.P. Morgan Institutional Investments Inc. Marta has held prior registrations with DWS INVESTMENTS DISTRIBUTORS, INC, and VAN KAMPEN FUNDS INC. Marta holds the Series 3, 6, 7, and SIE licenses and the Series 63. Marta has been active in the Broker-Dealer industry since 2011, and has a previous registration history with DWS INVESTMENTS DISTRIBUTORS, INC and VAN KAMPEN FUNDS INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/03/2011 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
IL
08/15/2002 - 09/26/2011
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
TX
10/25/2001 - 06/26/2002
VAN KAMPEN FUNDS INC. (HOUSTON TX)
BC
Issued 11/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2018
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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