Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marta? Claim Your ProfileMarta Escobar-Rhodes is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., with over 20 years of experience in the financial services industry. Marta has a strong track record of success in providing financial guidance to individuals, families, and businesses. She is passionate about helping her clients achieve their financial goals and works closely with them to develop personalized strategies. Her experience includes working at J.P. Morgan Securities LLC and Wachovia Securities, LLC. Marta holds both Series 7 and Series 66 securities licenses and is registered to provide investment advice in over 30 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/16/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ROLLING HILLS ESTATES CA)
CA
12/15/2009 - 06/24/2011
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
09/02/2005 - 07/03/2007
WACHOVIA SECURITIES, LLC (ROLLING HILLS ESTATES CA)
NY
04/28/2000 - 07/08/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
09/23/1999 - 04/12/2000
INVESTACORP, INC. (MIAMI FL)
NJ
07/29/1998 - 09/14/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 02/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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