Unclaimed
Marshall Lindsey is a registered representative with Regiment Securities, LLC in Chicago, Illinois. Marshall holds a Series 63 license and has been in the industry since 2021. Marshall has prior experience at Gar Wood Securities, LLC in Naperville, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/03/2023 - Present
Regiment Securities, LLC (CHICAGO IL)
IL
11/10/2021 - 12/19/2022
GAR WOOD SECURITIES, LLC (NAPERVILLE IL)
BC
Issued 01/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2021
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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