Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marshall? Claim Your ProfileMarshall Jaffe is a financial advisor with Neuberger Berman BD LLC, a subsidiary of Neuberger Berman Investment Advisers LLC. Marshall has been in the industry since 2012 and has a wide range of experience in financial planning and investment management. Marshall holds the Series 63, 65, 7, and 2 licenses and is a CFA charterholder. Marshall is registered in 34 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/16/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BC
Issued 03/04/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/29/1995
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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