Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marshall? Claim Your ProfileMarshall Ward Phillips is a financial advisor registered in Minnesota and has been in the industry since 2001. Marshall has a strong track record of providing financial advice to individuals, corporations, and charitable organizations. Marshall is currently affiliated with U.S. Bancorp Investments, Inc. where they have held a position since 2012. Marshall is a Series 6, 7, 23, 24, 3, and 66 licensed professional. Marshall has extensive experience in the financial services industry, having previously worked at firms such as Wells Fargo Advisors, LLC, and SunAmerica Capital Services, Inc. Marshall's experience allows them to provide a wide range of financial services including portfolio management for individuals and businesses, financial planning, and publication of periodicals. Marshall is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
MN
12/09/2013 - Present
U.s. Bancorp Investments, Inc. (Chisago MN)
MN
01/03/2011 - 09/26/2012
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
09/06/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
MN
05/20/2005 - 08/03/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NJ
02/22/2001 - 07/25/2002
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NJ
02/22/1999 - 05/08/2000
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MN
11/27/1996 - 10/07/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/27/1996 - 10/07/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/26/2012
Series 4 - Registered Options Principal Examination
BC
Issued 10/26/2012
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 05/17/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/19/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2011
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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