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Marshall Travis Rackley

Nuveen Securities, LLC

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About Marshall Travis Rackley

Marshall Travis Rackley is a financial professional with over 5 years of experience in the industry. Marshall is currently registered with Nuveen Securities, LLC. Prior to joining Nuveen Securities, LLC, Marshall was employed at BARINGS SECURITIES LLC and U.S. BANCORP INVESTMENTS, INC. Marshall holds Series 7 and SIE licenses.

Firm Information

Marshall Rackley is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marshall Rackley’s Registration & Firm History

NC

12/21/2021 - Present

Nuveen Securities, LLC (CHARLOTTE NC)

NC

07/09/2019 - 05/10/2021

BARINGS SECURITIES LLC (CHARLOTTE NC)

NC

09/25/2017 - 06/28/2019

U.S. BANCORP INVESTMENTS, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marshall Travis Rackley.
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