Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marshall? Claim Your ProfileMarshall Smith is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Marshall has been in the financial services industry since August 2002. Marshall is registered in 34 states, including Texas and Washington. Marshall is also registered as an investment advisor in Texas and Washington. Marshall is a Series 63, Series 66, Series 7, and Series 10 licensed professional. Marshall specializes in financial planning, pension consulting, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
03/08/2024 - Present
Wells Fargo Advisors Financial Network, LLC (ISSAQUAH WA)
WA
07/23/2012 - 03/08/2024
WELLS FARGO CLEARING SERVICES, LLC (ISSAQUAH WA)
WA
01/01/2007 - 10/15/2010
STOCKCROSS FINANCIAL SERVICES, INC. (SEATTLE WA)
WA
10/27/2000 - 01/01/2007
TRADESTAR INVESTMENTS,INC. (SEATTLE WA)
BOTH
Issued 01/26/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/15/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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