Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marshall? Claim Your ProfileMarshall Shepherd Wood is a financial professional registered in North Carolina and several other states. Marshall holds multiple licenses including Series 6 and Series 63 exams, as well as the Securities Industry Essentials Examination (SIE). Marshall has been in the industry since April 19, 2000 and is currently registered with Northwestern Mutual Investment Services, LLC. Prior to that, Marshall worked at ROBERT W. BAIRD & CO. INCORPORATED. Marshall specializes in providing investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
04/20/2000 - Present
Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)
WI
04/20/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 04/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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