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Marshall Ray Williams

Cetera Advisor Networks LLC

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About Marshall Ray Williams

Marshall Williams is a financial advisor currently registered with Cetera Advisor Networks LLC. Marshall has been in the industry since 1996 and has a broad range of experience. Marshall is licensed to provide financial advice in Indiana and Kentucky.

Firm Information

Marshall Williams is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marshall Williams’s Registration & Firm History

KY

01/03/2020 - Present

Cetera Advisor Networks LLC (LOUISVILLE KY)

KY

06/05/2009 - 12/31/2019

NATIONWIDE SECURITIES, LLC (LOUISVILLE KY)

KY

04/11/2001 - 05/29/2009

QUESTAR CAPITAL CORPORATION (LOUISVILLE KY)

GA

08/12/1997 - 04/16/2001

CENTENNIAL CAPITAL MANAGEMENT, INC. (ATLANTA GA)

FL

04/11/1996 - 06/02/1997

MARINER FINANCIAL SERVICES, INC. (LARGO FL)

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Licenses & Designations

IA

Issued 08/13/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/11/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/12/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/29/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Marshall Ray Williams. Review regulatory record here.
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