Unclaimed
Marshall Williams is a financial advisor currently registered with Cetera Advisor Networks LLC. Marshall has been in the industry since 1996 and has a broad range of experience. Marshall is licensed to provide financial advice in Indiana and Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
01/03/2020 - Present
Cetera Advisor Networks LLC (LOUISVILLE KY)
KY
06/05/2009 - 12/31/2019
NATIONWIDE SECURITIES, LLC (LOUISVILLE KY)
KY
04/11/2001 - 05/29/2009
QUESTAR CAPITAL CORPORATION (LOUISVILLE KY)
GA
08/12/1997 - 04/16/2001
CENTENNIAL CAPITAL MANAGEMENT, INC. (ATLANTA GA)
FL
04/11/1996 - 06/02/1997
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
IA
Issued 08/13/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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