Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marshall? Claim Your ProfileMarshall Pease Graham is a financial advisor with Wells Fargo Clearing Services, LLC in Houston, Texas. Marshall has been a registered representative for over 40 years and holds Series 7, 63, 65 licenses and several other industry designations. Marshall has experience with a variety of clients including high net worth individuals, institutions, and businesses. Prior to working at Wells Fargo Clearing Services, LLC, Marshall has also worked at Lovett Underwood Neuhaus & Webb, Inc., Boettcher & Company, Inc., Kidder, Peabody & Co. Incorporated, Paine Webber Incorporated, and Paine, Webber, Jackson & Curtis Incorporated. Marshall is dedicated to providing personalized financial advice and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/04/1990 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
NA
09/01/1988 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
NA
03/21/1988 - 09/01/1988
BOETTCHER & COMPANY, INC.
NA
01/29/1986 - 04/05/1988
KIDDER, PEABODY & CO. INCORPORATED
NA
01/31/1980 - 01/31/1986
PAINEWEBBER INCORPORATED
NA
03/21/1973 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 09/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 03/17/1973
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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