Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marshall? Claim Your ProfileMarshall Maximilian Grant is a financial advisor who has been in the industry since 1991. Currently, Marshall is registered with Morgan Stanley, located in Incline Village, NV. Marshall has been with Morgan Stanley since 2022. Before joining Morgan Stanley, Marshall was registered with Wells Fargo Clearing Services, LLC in Incline Village, NV. Prior to that, Marshall was with Prudential Securities Incorporated, Salomon Smith Barney Inc., Paine Webber Incorporated, and Westmark Securities Corporation. Marshall holds a variety of licenses and registrations, including the Series 3, 63, 7, 9, 10, 22, 65, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NV
04/23/2022 - Present
Morgan Stanley (Incline Village NV)
NV
07/01/2003 - 04/26/2022
WELLS FARGO CLEARING SERVICES, LLC (INCLINE VILLAGE NV)
NY
05/05/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/11/1994 - 04/21/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
07/26/1993 - 11/25/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
09/05/1991 - 02/08/1993
WESTMARK SECURITIES CORPORATION (SANTA MONICA CA)
NA
05/15/1991 - 08/23/1991
CUCHARA RESOURCES, INC.
IA
Issued 03/30/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/03/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/22/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1992
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1991
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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