Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marshall? Claim Your ProfileMarshall Baker is a registered investment advisor representative with Fidelity Personal And Workplace Advisors. Marshall has been in the securities industry since 1993. Marshall is licensed in 51 states and the District of Columbia. Marshall holds the Series 63, 65, and 66 licenses. Marshall is also a principal with the firm and holds the Series 8, 9, and 10 licenses. Marshall specializes in providing financial planning, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BELLEVUE WA)
WA
10/07/1993 - 03/08/2011
FIDELITY BROKERAGE SERVICES LLC (BELLEVUE WA)
BOTH
Issued 08/20/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/02/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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