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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marshall? Claim Your ProfileMarshall Thomas is a financial advisor with Cetera Investment Advisers LLC, based in SEATTLE, WA. Marshall has been in the financial services industry for over 20 years. Marshall is registered with the state of Washington and the state of Texas as an Investment Advisor Representative. Marshall also holds the Series 6, Series 7, Series 63 and Series 65 securities licenses. Marshall has worked for several companies in the past including LPL FINANCIAL LLC and Northwestern Mutual Investment Services, LLC. Marshall also runs two other businesses, Ronin Wealth Management and Thomas Financial Corp. Marshall provides financial planning, pension consulting, educational seminars, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
03/21/2024 - Present
Cetera Investment Advisers LLC (SEATTLE WA)
WA
11/02/2010 - 05/15/2023
LPL FINANCIAL LLC (SEATTLE WA)
WA
10/15/2002 - 10/19/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SEATTLE WA)
IA
Issued 4/17/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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