Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marshall? Claim Your ProfileMarshall Eric Brooks is a registered representative with MML Investors Services, LLC. Marshall has been in the industry since June 10, 1997 and is currently registered in Pennsylvania and Texas. Marshall is also a registered investment advisor representative in Pennsylvania and Texas. Marshall has passed the Series 6, Series 7, Series 63, and Series 66 exams. Marshall is a licensed insurance agent in Pennsylvania. Marshall's firm has a strong track record of providing financial planning, asset allocation programs, portfolio management, and pension consulting services to individuals, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
07/21/2017 - Present
MML Investors Services, LLC (HORSHAM PA)
NY
06/11/1997 - 01/28/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 09/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Marshall Brooks is the right advisor for you? Invested Better is here to help.
