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Marshall Colmery Pittman

Jefferies LLC

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About Marshall Colmery Pittman

Marshall Pittman is a financial advisor with Jefferies LLC. Marshall has been in the financial services industry since 2016. Marshall holds the Series 7, 66, SIE, 86, and 87 licenses. Marshall has been registered with Jefferies LLC since October 28, 2019. Before that, Marshall was with Wedbush Securities Inc. from November 21, 2016 to October 23, 2019. Marshall is registered to provide investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Firm Information

Marshall Pittman is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marshall Pittman’s Registration & Firm History

CA

10/28/2019 - Present

Jefferies LLC (SAN FRANCISCO CA)

CA

11/21/2016 - 10/23/2019

WEDBUSH SECURITIES INC. (LOS ANGELES CA)

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Licenses & Designations

BOTH

Issued 01/09/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/2017

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 05/15/2017

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/20/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Marshall Colmery Pittman.
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