Unclaimed
Marshall Barnett has been in the financial services industry since February 5, 2007. Marshall is currently registered as a Registered Representative and Investment Adviser Representative with J.p. Morgan Securities LLC. Marshall is licensed in 53 states and holds both the Series 63 and Series 65 licenses, along with the Series 7, SIE, 86, and 87. Marshall has a strong background in the financial services industry and provides a wide range of services to individuals, corporations, and institutions. In addition to serving as a financial advisor, Marshall is also a part-owner of Barnett Tensas Investments I LLC and a passive owner/investor in Burnside Family Limited Partnership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
LA
02/26/2024 - Present
J.p. Morgan Securities LLC (New Orleans LA)
LA
05/16/2006 - 12/02/2016
CAPITAL ONE SECURITIES, INC. (NEW ORLEANS LA)
IA
Issued 02/26/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/29/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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