Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marshall? Claim Your ProfileMarshall Ney is a financial advisor with over 40 years of experience in the industry. Marshall is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since May 2009. Prior to that, Marshall worked at CITIGROUP GLOBAL MARKETS INC. and J.J.B. HILLIARD, W.L. LYONS, INC. Marshall is a registered representative in several states, including New Jersey, Pennsylvania, and Texas. Marshall holds the Series 6, 7, 9, 10, 26, 63, and 65 licenses. Marshall specializes in providing financial advice to individuals, businesses, and institutional clients. Marshall is committed to providing personalized financial planning and investment management services. Marshall works with clients to develop and implement strategies to achieve their financial goals. Marshall is also a strong advocate for financial literacy and education. Marshall is dedicated to helping clients make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/02/2014 - Present
Wells Fargo Clearing Services, LLC (LEMOYNE PA)
PA
09/27/2002 - 04/01/2009
CITIGROUP GLOBAL MARKETS INC. (HARRISBURG PA)
KY
04/21/1999 - 10/01/2002
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
11/03/1997 - 04/21/1999
PNC BROKERAGE CORP (PITTSBURGH PA)
NJ
07/21/1982 - 11/04/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/26/1982 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/26/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/19/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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