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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marshall? Claim Your ProfileMarshall Whitworth is a financial advisor with Morgan Stanley. Marshall has been in the industry since 2005, working previously with E*TRADE SECURITIES LLC and FIRST INVESTORS CORPORATION. Marshall holds several licenses and certifications including Series 3, 6, 7, 10, 24, 52, 53, 63, 66, and SIE. Marshall is currently registered in Georgia and Texas and has passed the Uniform Combined State Law Examination (Series 66) and the Uniform Securities Agent State Law Examination (Series 63) exams. Marshall provides asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisors. Marshall also provides portfolio management services for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
10/02/2023 - Present
Morgan Stanley (Alpharetta GA)
GA
08/10/2005 - 09/05/2023
E*TRADE SECURITIES LLC (Alpharetta GA)
NJ
04/06/2005 - 07/08/2005
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 03/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/27/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/07/2006
Series 4 - Registered Options Principal Examination
BC
Issued 09/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2015
Series 3 - National Commodity Futures Examination
BC
Issued 09/06/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/05/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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