Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marsha? Claim Your ProfileMarsha Dianne Brady is a registered representative with Northwestern Mutual Investment Services, LLC, in Dallas, TX. Marsha has been in the industry since 1999 and has experience with a variety of firms including B. Riley Wealth Management, Morgan Stanley, Citigroup Global Markets Inc., Intersecurities, Inc., and Signal Securities, Inc. Marsha holds the Series 63, Series 7, Series 9 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
05/29/2024 - Present
Northwestern Mutual Investment Services, LLC (DALLAS TX)
TX
01/15/2015 - 05/06/2024
B. RILEY WEALTH MANAGEMENT (Dallas TX)
TX
06/01/2009 - 01/26/2015
MORGAN STANLEY (DALLAS TX)
TX
05/13/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
FL
05/27/1999 - 10/07/2003
INTERSECURITIES, INC. (ST. PETERSBURG FL)
TX
03/12/1999 - 04/02/1999
SIGNAL SECURITIES, INC. (FORT WORTH TX)
BC
Issued 07/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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