Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marquis? Claim Your ProfileMarquis Smallwood is an investment advisor representative registered with Metlife Investors Distribution Co. in Irvine, CA. Marquis has over 14 years of experience in the financial services industry. Marquis holds the Series 6, Series 63, Series 26, SIE, and 6TO licenses. Marquis is registered to provide investment advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/05/2022 - Present
Metlife Investors Distribution Co. (IRVINE CA)
CA
01/12/2009 - 02/28/2014
METLIFE SECURITIES INC. (IRVINE CA)
BC
Issued 03/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/03/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/04/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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