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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marquee? Claim Your ProfileMarquee Daneen Smith is a financial advisor with over 25 years of experience in the industry. Marquee is currently registered with Morgan Stanley and provides financial advice to individuals, families, and businesses. Marquee is committed to helping clients achieve their financial goals through personalized financial planning, investment management, and wealth management services. Marquee has held previous positions at Wells Fargo Clearing Services, LLC, SunTrust Investment Services, Inc., and UBS Financial Services Inc., where Marquee gained valuable experience and expertise in the financial services industry. Marquee holds a variety of licenses and certifications, including Series 7, 63, 66, 9 and 10, and is committed to staying current on the latest industry trends and regulations. Marquee is a highly experienced and qualified financial advisor with a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
09/22/2022 - Present
Morgan Stanley (Atlanta GA)
GA
05/02/2018 - 09/01/2022
WELLS FARGO CLEARING SERVICES, LLC (ATLANTA GA)
GA
05/06/2016 - 04/30/2018
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
02/18/2011 - 05/04/2016
WELLS FARGO ADVISORS, LLC (ATLANTA GA)
GA
10/23/2009 - 02/15/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PEACHTREE CITY GA)
GA
10/16/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PEACHTREE CITY GA)
GA
02/05/1999 - 10/10/2006
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
NY
05/06/1997 - 02/11/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
09/24/1996 - 05/02/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 06/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/19/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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