Unclaimed
Marouen Ben Othman is a financial professional with over 6 years of experience in the industry. Marouen is currently registered with Citigroup Global Markets Inc. and holds a Series 7, Series 3, Series 57, Series 63 and Series 24 license. Marouen has previously been employed with J.P. MORGAN SECURITIES LLC, UBS SECURITIES LLC, and CREDIT SUISSE SECURITIES (USA) LLC. Marouen is registered in all 50 states and is able to offer a wide range of financial services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/19/2022 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
03/20/2018 - 07/15/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/16/2017 - 03/15/2018
UBS SECURITIES LLC (NEW YORK NY)
NY
07/05/2016 - 06/16/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 07/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/01/2016
Series 57 - Securities Trader Exam
BC
Issued 07/05/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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