Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marnie? Claim Your ProfileMarnie Steen is a financial advisor at J.P. Morgan Securities LLC. Marnie has been in the industry since 2006 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Marnie has been registered with the Securities and Exchange Commission (SEC) since 2009 and holds Series 6, 7, 9, 10, 24, 31, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
KY
10/02/2024 - Present
J.p. Morgan Securities LLC (LEXINGTON KY)
TN
03/22/2011 - 09/02/2014
SUNTRUST INVESTMENT SERVICES, INC. (NASHVILLE TN)
TN
12/10/2009 - 03/14/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHATTANOOGA TN)
KY
03/25/2009 - 07/02/2009
J.P. MORGAN SECURITIES INC. (LOUISVILLE KY)
OH
04/23/2002 - 11/11/2003
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
TN
03/29/2001 - 08/03/2001
PFIC SECURITIES CORPORATION (FRANKLIN TN)
WI
05/28/1998 - 12/31/1999
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 05/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/20/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 06/17/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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