Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marne? Claim Your ProfileMarne Helen Head is an investment advisor representative with UBS Financial Services Inc. Marne has been in the financial services industry since February 16, 1994. Marne is registered with the state of Washington as an Investment Advisor Representative and is also registered with the state of Texas as an Investment Advisor Representative. Marne is a Series 7 and Series 63 licensed representative. Marne previously worked for SHAREBUILDER SECURITIES CORPORATION, PRUDENTIAL SECURITIES INCORPORATED, and OPPENHEIMER & CO., INC. Marne has a variety of experience and knowledge that would benefit clients seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
12/18/2003 - Present
UBS Financial Services Inc. (SEATTLE WA)
VA
07/26/1999 - 04/04/2002
SHAREBUILDER SECURITIES CORPORATION (MCLEAN VA)
NY
06/11/1996 - 03/03/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/14/1994 - 06/06/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
CA
12/19/1989 - 06/22/1991
RAGEN MACKENZIE INCORPORATED (SAN FRANCISCO CA)
IA
Issued 01/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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