Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marlyss? Claim Your ProfileMarlyss Dee Pierce is a financial advisor with Stifel, Nicolaus & Company, Inc. in LOS ANGELES, CA. Marlyss is a registered representative with FINRA and holds licenses in 48 states. Marlyss has been working in the financial industry since 1998 and has a strong background in securities trading, portfolio management, and financial planning. Marlyss is experienced in working with a variety of clients, including high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/05/2019 - Present
Stifel, Nicolaus & Company, Inc. (LOS ANGELES CA)
CA
09/30/1998 - 09/05/2018
O'NEIL SECURITIES, INCORPORATED (LOS ANGELES CA)
BC
Issued 11/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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