Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marly? Claim Your ProfileMarly G Smith is a financial professional with over 13 years of experience in the industry. Marly has a strong background in investment banking and has held roles at firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Suisse Securities (USA) LLC and International Strategy & Investment Group Inc. Marly is currently registered with Bofa Securities, Inc. and holds several licenses including Series 7, 79, 63 and 24. Marly provides research-related services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
04/30/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/13/2013 - 05/11/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/09/2007 - 06/20/2011
INTERNATIONAL STRATEGY & INVESTMENT GROUP INC. (NEW YORK NY)
BC
Issued 08/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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