Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marlon? Claim Your ProfileMarlon Pineda is a financial professional with experience in the financial services industry. Marlon is currently registered with Mutual of America Securities LLC and is licensed to conduct business in Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island, and Vermont. Prior to joining Mutual of America Securities LLC, Marlon was registered with Diversified Resources, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Marlon has a strong understanding of the financial markets and is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
03/29/2023 - Present
Mutual OF America Securities LLC (Providence RI)
RI
12/17/2018 - 03/20/2023
DIVERSIFIED RESOURCES, LLC (WARWICK RI)
RI
03/09/2018 - 11/12/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
BOTH
Issued 04/27/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/18/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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