Unclaimed
Marlon Lamar Johnson is a financial advisor with Cetera Investment Advisers LLC based in Atlanta, GA. Marlon has over 14 years of experience in the financial industry and holds several licenses and certifications, including Series 7, 24, 52, 53, and 66. Marlon's previous employers include First Allied Securities, Inc., Summit Brokerage Services, Inc., Girard Securities, Inc., Investors Capital Corp., Legend Equities Corporation, VSR Financial Services, Inc., Cambridge Investment Research, Inc., Wells Fargo Advisors, LLC, and E*TRADE Securities LLC. Marlon specializes in providing financial planning, portfolio management, and other advisory services for individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
03/20/2023 - Present
Cetera Investment Advisers LLC (ATLANTA GA)
GA
12/11/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ATLANTA GA)
GA
12/11/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (ATLANTA GA)
GA
12/11/2015 - 11/02/2017
GIRARD SECURITIES, INC. (ATLANTA GA)
GA
12/11/2015 - 01/18/2017
INVESTORS CAPITAL CORP. (ATLANTA GA)
GA
12/11/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (Atlanta GA)
GA
12/11/2015 - 11/29/2016
VSR FINANCIAL SERVICES, INC. (Atlanta GA)
GA
07/21/2014 - 11/24/2015
CAMBRIDGE INVESTMENT RESEARCH, INC. (NORCROSS GA)
GA
04/18/2011 - 04/03/2014
CAMBRIDGE INVESTMENT RESEARCH, INC. (NORCROSS GA)
GA
08/31/2010 - 02/15/2011
WELLS FARGO ADVISORS, LLC (WOODSTOCK GA)
GA
07/24/2008 - 06/07/2010
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BOTH
Issued 12/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/28/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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