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Marlon Geroid Carter

Allstate Financial Advisors, LLC

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About Marlon Geroid Carter

Marlon Geroid Carter is a financial advisor registered with the state of Texas and Tennessee. Marlon Carter is also a Registered Representative of Allstate Financial Advisors, LLC. Marlon Carter has been in the financial industry since 2010. Marlon Carter offers investment advisory services to individuals, including retirement planning and investment management. Marlon Carter is also a horse trainer and owner, operating Marlon Carter Racing Stables.

Firm Information

Marlon Carter is currently registered with Allstate Financial Advisors, LLC. Allstate Financial Advisors, LLC is an investment advisor located in LINCOLN, NE. The firm has 350 investment adviser representatives and manages approximately $62,134,830 in assets for 189 individuals. They provide selection of other advisors.
Allstate Financial Advisors, LLC

151 N 8TH STREET, SUITE 450

LINCOLN, NE 68508

$62.13M

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Third party advisory fees

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Marlon Carter’s Registration & Firm History

TX

02/18/2022 - Present

Allstate Financial Advisors, LLC (Houston TX)

TX

12/18/2009 - 07/27/2011

PARK AVENUE SECURITIES LLC (HOUSTON TX)

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Licenses & Designations

IA

Issued 02/16/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/07/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Marlon Geroid Carter. Review regulatory record here.
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